What is a critical edition, and how do I find one?

I have just been asked this basic question, on this post on the manuscripts of Pliny the Elder, and to my surprise a quick google does not give a satisfactory answer.  So … here goes!

Ancient literary texts were dictated or written by their authors more than 15 centuries ago.  They were then hand-copied for many centuries, initially in papyrus rolls, and then into the modern book format, the parchment codex.  During this time most ancient texts were lost, forever.  Only 1% of ancient literature is estimated to survive.

Those that do survive do so in medieval hand-written copies.  These are known as the “manuscripts” of ancient authors.  (For modern authors, we use the word “manuscript” differently, to mean the handwritten copy sent to the publisher by the author, but these almost never survive from antiquity).[1]  These copies are few.  Most ancient texts survive in copies no older than about A. D. 800, many of which descend from a single manuscript that had survived from Antiquity.  The only exceptions are texts that were used a lot during antiquity and after, such as the bible, and the works of the major church fathers.

Other losses of text happened.  Some texts survive in an incomplete form.  Sentences are missing.  Chapters are missing.  Whole books are missing.

For instance, the start of Suetonius’ Lives of the Twelve Caesars is not known to us, although it still existed in the 6th century AD, as a stray quote tells us.  Many ancient histories were written in tens of “books”, each originally a single scroll.  Livy’s Roman History is an example, written in at least 140 books.  The groups of 10 books travelled down the centuries separately.  Of Livy, all that survives is books 1-10 – one unit; books 21-30; books 31-40; and a single damaged manuscript which originally contained books 41-50 but the back is lost, and today it includes only books 41-45 and the first page of book 46.

Also, in the process of copying, scribes made mistakes.  Sometimes they went back and fixed them.  Sometimes a later copyist fixed it.  Sometimes a later copyist guessed wrong! Sometimes there were odd abbreviations.  Also there were changes to the type of handwriting used for books – “book hand” is the jargon phrase – which means that later scribes could get confused.

Printing arrives in 1450.  The first printed editions of ancient texts arrive then.

But these were not “critical editions”.  Instead the publisher found a manuscript – often a late manuscript -, and simply printed whatever text was in it.  He might include some corrections, or not.  If it was a Greek text, he would often supply a translation into Latin.

These “pre-critical editions” were printed, and reprinted, for centuries.  Sometimes a work would be printed; and then a later publisher would find another manuscript, which contained parts of the work that the first edition did not contain.  But often it was just a case of different punctuation, typeface, and notes.  (The text that “everybody” knew is sometimes called the “textus receptus”).

Imagine that you are an editor.  You have more than one manuscript.  They differ, in small ways.  What text do you print?  Well, the early editors bodged along, guessing at the correct text.

But in the early 19th century, scholars in Germany began to evolve some rules to decide how to handle this problem.  The rules are not scientific; they merely make common sense explicit.  The creation of these rules marked the creation of “textual criticism” as a discipline, dedicated to making it possible to restore a text to something like what the author wrote, and remove scribal errors.

The editions that arise from this process are known as “critical editions”.  A critical edition is one where the text is as far as possible what the author wrote, but with the process of creating that text documented, and a “critical apparatus” of footnotes that shows where there might be uncertainty.

The scholars creating a critical edition try to assemble all the surviving manuscripts, where possible.  They try to compare them all.  They apply the rules of textual criticism to decide which versions of the text are original, and which are derived from the process of copying the work down the centuries.

Now it has been found by experience that various traps lie in wait for scholars doing this. Sometimes the “obvious” text is not right.  Greek texts in the 4th century BC were written in Attic Greek.  Later Hellenistic texts from the 3rd century BC to the 1st century AD were in a later form of Greek.  But from the 2nd century AD onwards, there was a revival of the custom of writing in Attic Greek, which persisted as late as 1453.  Consequently Hellenistic Greek texts could be “corrected” by an Atticising copyist.  The same process happens in Latin, where a difficult or unorthodox author can be “corrected”.  Some early editors certainly did the same, falsely correcting the author, rather than the manuscript.

Modern academic editions of ancient texts, in the original language, are always critical editions.  So to find a critical edition of any ancient author, you can use a library catalogue like the Library of Congress, or COPAC, and sort by date, most recent first.  Any academic edition of an ancient text published after about 1850 will probably be a critical edition.

Sometimes one  critical edition may become the “standard” edition of that text.  That is usually the one you want.  The only way to find out which edition this might be is to read around the subject, read reviews of the editions, and see which edition is referenced.  Other critical editions of the same author will normally indicate if one edition is widely used.

Some critical editions are still not very good.  Furthermore, most ancient literary texts do not even have a critical edition at all; the only editions are pre-critical.  The vast majority of ancient texts are of the church fathers, and modern scholars have preferred to edit classical texts instead.

You use what you have.

  1. [1]My thanks to MDR for pointing out that such an original has survived, of the epigrams of the 6th century author Dioscorus of Aphrodito has survived, plus some other corrections – thank you.

6 thoughts on “What is a critical edition, and how do I find one?

  1. I have had many of the same thoughts… which have made me also wonder how many “manuscripts” were forged from whole cloth during the middle ages based on an earlier known reference to a early document that no longer existed, but whose title could lend credibility to the pseudapigrapha the monk had “discovered” bringing popularity and influence to his monastery.

  2. This did happen at the renaissance – see Anthony Grafton, “The forgers and the critics” – where there was a market for “famous” lost texts. Not sure that the impulse to forge classical texts existed earlier, in the manuscript era. Medieval forgeries of other sorts are numerous, tho. A separate subject, anyway.

  3. A few notes on an excellent post. I am quite familiar with the term Late Antiquity but I wish to note that in Greece we consider ancient author/text to be anything up to St Constantine and what is between St Constantine and the Fall of Constantinople to be Byzantine rather than ancient. You are right with your definition of ancient that most surviving ancient authors have not had a critical edition so far, because we are talking about Church Fathers that though by the Greek definition are Byzantine. Also Greek authors did write in Attic all the way to the 18th century, especially in introductions of editions of ancient texts. You see, Western European hellenists had trouble understanding contemporary Greek.

    I remember reading a paper a few years ago where they used TLG to give a more quantitative measure of what part of ancient Greek literature, meaning from Homer to ca 300 AD had survived. They used the Canon of TLG to count the number of authors. For the vast majority of authors all we really have is just a testimonium with very little information. Then they calculated the average number of book titles each author for whom we have more information wrote, removing Artistotle because he was such an outlier on his own he skewed the average. Then they multiplied the number of authors with the average number of books, then made adjustments for unknown authors and came to the conclusion that what has survived from ancient Greek literature is between 0.4-0.6% of what was written.

    As for the rest being forever lost, well, there is the small caveat of papyrology and palimpsest. Since the 1880s papyrologists have been publishing two to three A4 size pages worth of “new” texts every year, along with the occasional major find. Of course the fact that papyrus acquisition is still a 19th century affair with papyri showing up on the market has led to utter messes like the Artemidorus papyrus of strongly contested authenticity. While palimpsests have for the most part been explored and published before WWI, some are still explored such as those in Vienna in this project which have been published in the last decade: https://www.oeaw.ac.at/en/imafo/research/byzantine-research/language-text-and-script/book-culture-palaeography-and-palimpsests/greek-palimpsests

    Of course with 99.5% of texts losts, many will remain permanently so, but one can only hope…

  4. Lovely to see you back. Many years ago I asked myself the same question and pieced together some notes. To your excellent post I would probably add that a critical text is the best approximate of the original given extant manuscripts. Unless we have an autograph, it is highly unlikely that we can reconstruct an original of an ancient text.

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